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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-1950
- --------
- AMERICAN DREDGING COMPANY, PETITIONER v.
- WILLIAM ROBERT MILLER
- on writ of certiorari to the supreme court
- of louisiana
- [February 23, 1994]
-
- Justice Scalia delivered the opinion of the Court.
- This case presents the question whether, in admiralty
- cases filed in a state court under the Jones Act, 46
- U. S. C. App. 688, and the -saving to suitors clause,-
- 28 U. S. C. 1333(1), federal law pre-empts state law
- regarding the doctrine of forum non conveniens.
-
- I
- Respondent William Robert Miller, a resident of
- Mississippi, moved to Pennsylvania to seek employment
- in 1987. He was hired by petitioner American Dredging
- Company, a Pennsylvania corporation with its principal
- place of business in New Jersey, to work as a seaman
- aboard the M/V John R., a tug operating on the Dela-
- ware River. In the course of that employment respond-
- ent was injured. After receiving medical treatment in
- Pennsylvania and New York, he returned to Mississippi
- where he continued to be treated by local physicians.
- On December 1, 1989, respondent filed this action in
- the Civil District Court for the Parish of Orleans,
- Louisiana. He sought relief under the Jones Act, which
- authorizes a seaman who suffers personal injury -in the
- course of his employment- to bring -an action for
- damages at law,- 46 U. S. C. App. 688(a), and over
-
- which state and federal courts have concurrent jurisdic-
- tion. See Engel v. Davenport, 271 U. S. 33, 37 (1926).
- Respondent also requested relief under general maritime
- law for unseaworthiness, for wages, and for maintenance
- and cure. See McAllister v. Magnolia Petroleum Co.,
- 357 U. S. 221, 224 (1958) (setting forth means of
- recovery available to injured seaman).
- The trial court granted petitioner's motion to dismiss
- the action under the doctrine of forum non conveniens,
- holding that it was bound to apply that doctrine by
- federal maritime law. The Louisiana Court of Appeal
- for the Fourth District affirmed. 580 So. 2d 1091
- (1991). The Supreme Court of Louisiana reversed,
- holding that Article 123(C) of the Louisiana Code of
- Civil Procedure, which renders the doctrine of forum non
- conveniens unavailable in Jones Act and maritime law
- cases brought in Louisiana state courts, is not pre-
- empted by federal maritime law. 595 So. 2d 615 (1992).
- American Dredging Company filed a petition for a writ
- of certiorari, which we granted. 507 U. S. ___ (1993).
-
-
- II
- The Constitution provides that the federal judicial
- power -shall extend . . . to all Cases of admiralty and
- maritime Jurisdiction.- U. S. Const. Art. III, 2, cl. 1.
- Federal-court jurisdiction over such cases, however, has
- never been entirely exclusive. The Judiciary Act of 1789
- provided:
- -That the district courts shall have, exclusively of
- the courts of the several States . . . exclusive
- original cognizance of all civil causes of admiralty
- and maritime jurisdiction . . . within their respective
- districts as well as upon the high seas; saving to
- suitors, in all cases, the right of a common-law
- remedy, where the common law is competent to give
- it.- 9, 1 Stat. 76-77 (emphasis added).
- The emphasized language is known as the -saving to
- suitors clause.- This provision has its modern expres-
- sion at 28 U. S. C. 1333(1), which reads (with empha-
- sis added):
- -The district courts shall have original jurisdiction,
- exclusive of the courts of the States, of:
- -(1) Any civil case of admiralty or maritime juris-
- diction, saving to suitors in all cases all other
- remedies to which they are otherwise entitled.-
- We have held it to be the consequence of exclusive
- federal jurisdiction that state courts -may not provide a
- remedy in rem for any cause of action within the
- admiralty jurisdiction.- Red Cross Line v. Atlantic Fruit
- Co., 264 U. S. 109, 124 (1924). An in rem suit against
- a vessel is, we have said, distinctively an admiralty
- proceeding, and is hence within the exclusive province of
- the federal courts. The Moses Taylor, 4 Wall. 411, 431
- (1867). In exercising in personam jurisdiction, however,
- a state court may -`adopt such remedies, and . . . attach
- to them such incidents, as it sees fit' so long as it does
- not attempt to make changes in the `substantive mari-
- time law.'- Madruga v. Superior Court of California,
- 346 U. S. 556, 561 (1954) (quoting Red Cross Line,
- supra, at 124). That proviso is violated when the state
- remedy -works material prejudice to the characteristic
- features of the general maritime law or interferes with
- the proper harmony and uniformity of that law in its
- international and interstate relations.- Southern Pacific
- Co. v. Jensen, 244 U. S. 205, 216 (1917). The issue
- before us here is whether the doctrine of forum non
- conveniens is either a -characteristic feature- of admir-
- alty or a doctrine whose uniform application is necessary
- to maintain the -proper harmony- of maritime law. We
- think it is neither.
-
- A
- Under the federal doctrine of forum non conveniens,
- -when an alternative forum has jurisdiction to hear [a]
- case, and when trial in the chosen forum would `estab-
- lish . . . oppressiveness and vexation to a defendant . . .
- out of all proportion to plaintiff's convenience,' or when
- the `chosen forum [is] inappropriate because of consider-
- ations affecting the court's own administrative and legal
- problems,' the court may, in the exercise of its sound
- discretion, dismiss the case,- even if jurisdiction and
- proper venue are established. Piper Aircraft Co. v.
- Reyno, 454 U. S. 235, 241 (1981) (quoting Koster v.
- (American) Lumbermens Mut. Casualty Co., 330 U. S.
- 518, 524 (1947)). In Gulf Oil Corp. v. Gilbert, 330 U. S.
- 501 (1947), Justice Jackson described some of the
- multifarious factors relevant to the forum non conveniens
- determination:
- -An interest to be considered, and the one likely to
- be most pressed, is the private interest of the
- litigant. Important considerations are the relative
- ease of access to sources of proof; availability of
- compulsory process for attendance of unwilling, and
- the cost of obtaining attendance of willing, wit-
- nesses; possibility of view of premises, if view would
- be appropriate to the action; and all other practical
- problems that make trial of a case easy, expeditious
- and inexpensive. There may also be questions as to
- the enforcibility [sic] of a judgment if one is ob-
- tained. . . .
- -Factors of public interest also have [a] place in
- applying the doctrine. Administrative difficulties
- follow for courts when litigation is piled up in
- congested centers instead of being handled at its
- origin. Jury duty is a burden that ought not to be
- imposed upon the people of a community which has
- no relation to the litigation. In cases which touch
- the affairs of many persons, there is reason for
- holding the trial in their view and reach rather than
- in remote parts of the country where they can learn
- of it by report only. There is a local interest in
- having localized controversies decided at home.
- There is an appropriateness, too, in having the trial
- of a diversity case in a forum that is at home with
- the state law that must govern the case, rather than
- having a court in some other forum untangle
- problems in conflict of laws, and in law foreign to
- itself.- Id., at 508-509.
- Although the origins of the doctrine in Anglo-American
- law are murky, most authorities agree that forum non
- conveniens had its earliest expression not in admiralty
- but in Scottish estate cases. See Macmaster v.
- Macmaster, 11 Sess. Cas. 685, 687 (No. 280) (2d Div.
- Scot.) (1833); McMorine v. Cowie, 7 Sess. Cas. (2d ser.)
- 270, 272 (No. 48) (1st Div. Scot.) (1845); La Soci-t- du
- Gaz de Paris v. La Soci-t- Anonyme de Navigation -Les
- Armateurs Fran-ais,- [1926] Sess. Cas. (H. L.) 13 (1925).
- See generally Speck, Forum Non Conveniens and Choice
- of Law in Admiralty: Time for an Overhaul, 18 J. Mar.
- Law & Com. 185, 187 (1987); Barrett, The Doctrine of
- Forum Non Conveniens, 35 Cal. L. Rev. 380, 386-387
- (1947); Braucher, The Inconvenient Federal Forum, 60
- Harv. L. Rev. 908, 909 (1947); but see Dainow, The
- Inappropriate Forum, 29 Ill. L. Rev. 867, 881, n. 58
- (1935) (doctrine in Scotland was -borrowed- from
- elsewhere before middle of 19th century).
- Even within the United States alone, there is no basis
- for regarding forum non conveniens as a doctrine that
- originated in admiralty. To be sure, within federal
- courts it may have been given its earliest and most
- frequent expression in admiralty cases. See The Maggie
- Hammond, 9 Wall. 435, 457 (1870); The Belgenland, 114
- U. S. 355, 365-366 (1885). But the doctrine's applica-
- tion has not been unique to admiralty. When the Court
- held, in Gilbert, supra, that forum non conveniens
- applied to all federal diversity cases, Justice Black's
- dissent argued that the doctrine had been applied in
- maritime cases -[f]or reasons peculiar to the special
- problems of admiralty.- Id., at 513. The Court dis-
- agreed, reciting a long history of valid application of the
- doctrine by state courts, both at law and in equity. Id.,
- at 504-505, and n. 4. It observed that the problem of
- plaintiffs' misusing venue to the inconvenience of
- defendants -is a very old one affecting the administra-
- tion of the courts as well as the rights of litigants, and
- both in England and in this country the common law
- worked out techniques and criteria for dealing with it.-
- Id., at 507. Our most recent opinion dealing with forum
- non conveniens, Piper Aircraft Co. v. Reyno, 454 U. S.
- 235 (1981), recognized that the doctrine -originated in
- Scotland, and became part of the common law of many
- States,- id., at 248, n. 13 (citation omitted), and treated
- the forum non conveniens analysis of Canada Malting
- Co. v. Paterson S. S., Ltd., 285 U. S. 413 (1932), an
- admiralty case, as binding precedent in the nonadmiralty
- context.
- In sum, the doctrine of forum non conveniens neither
- originated in admiralty nor has exclusive application
- there. To the contrary, it is and has long been a
- doctrine of general application. Louisiana's refusal to
- apply forum non conveniens does not, therefore, work
- -material prejudice to [a] characteristic featur[e] of the
- general maritime law.- Southern Pacific Co. v. Jensen,
- 244 U. S., at 216.
-
- B
- Petitioner correctly points out that the decision here
- under review produces disuniformity. As the Fifth
- Circuit noted in Ikospentakis v. Thalassic S. S. Agency,
- 915 F. 2d 176, 179 (1990), maritime defendants -have
- access to a forum non conveniens defense in federal
- court that is not presently recognized in Louisiana state
- courts.- We must therefore consider whether Louisiana's
- rule -interferes with the proper harmony and uniformity-
- of maritime law, Southern Pacific Co. v. Jensen, supra,
- at 216.
- In The Lottawanna, 21 Wall. 558, 575 (1875), Justice
- Bradley, writing for the Court, said of the Article III
- provision extending federal judicial power -to all Cases
- of admiralty and maritime Jurisdiction-:
- -One thing . . . is unquestionable; the Constitution
- must have referred to a system of law coextensive
- with, and operating uniformly in, the whole country.
- It certainly could not have been the intention to
- place the rules and limits of maritime law under the
- disposal and regulation of the several States, as that
- would have defeated the uniformity and consistency
- at which the Constitution aimed on all subjects of a
- commercial character affecting the intercourse of the
- States with each other or with foreign states.-
- By reason of this principle, we disallowed in Jensen the
- application of state workers' compensation statutes to
- injuries covered by the admiralty jurisdiction. Later, in
- Knickerbocker Ice Co. v. Stewart, 253 U. S. 149, 163-164
- (1920), we held that not even Congress itself could
- permit such application and thereby sanction destruction
- of the constitutionally prescribed uniformity. We have
- also relied on the uniformity principle to hold that a
- State may not require that a maritime contract be in
- writing where admiralty law regards oral contracts as
- valid, Kossick v. United Fruit Co., 365 U. S. 731 (1961).
- The requirement of uniformity is not, however,
- absolute. As Jensen itself recognized: -[I]t would be
- difficult, if not impossible, to define with exactness just
- how far the general maritime law may be changed,
- modified, or affected by state legislation. That this may
- be done to some extent cannot be denied.- 244 U. S., at
- 216. A later case describes to what breadth this -some
- extent- extends:
- -It is true that state law must yield to the needs of
- a uniform federal maritime law when this Court
- finds inroads on a harmonious system[,] [b]ut this
- limitation still leaves the States a wide scope.
- State-created liens are enforced in admiralty. State
- remedies for wrongful death and state statutes
- providing for the survival of actions . . . have been
- upheld when applied to maritime causes of
- action. . . . State rules for the partition and sale of
- ships, state laws governing the specific performance
- of arbitration agreements, state laws regulating the
- effect of a breach of warranty under contracts of
- maritime insurance-all these laws and others have
- been accepted as rules of decision in admiralty
- cases, even, at times, when they conflicted with a
- rule of maritime law which did not require uniform-
- ity.- Romero v. International Terminal Operating
- Co., 358 U. S. 354, 373-374 (1959) (footnotes
- omitted).
- It would be idle to pretend that the line separating
- permissible from impermissible state regulation is
- readily discernible in our admiralty jurisprudence, or
- indeed is even entirely consistent within our admiralty
- jurisprudence. Compare Kossick, supra (state law cannot
- require provision of maritime contract to be in writing),
- with Wilburn Boat Co. v. Fireman's Fund Ins. Co., 348
- U. S. 310 (1955) (state law can determine effect of
- breach of warranty in marine insurance policy).
- Happily, it is unnecessary to wrestle with that difficulty
- today. Wherever the boundaries of permissible state
- regulation may lie, they do not invalidate state rejection
- of forum non conveniens, which is in two respects quite
- dissimilar from any other matter that our opinions have
- held to be governed by federal admiralty law: it is
- procedural rather than substantive, and it is most
- unlikely to produce uniform results.
- As to the former point: At bottom, the doctrine of
- forum non conveniens is nothing more or less than a
- supervening venue provision, permitting displacement of
- the ordinary rules of venue when, in light of certain
- conditions, the trial court thinks that jurisdiction ought
- to be declined. But venue is a matter that goes to
- process rather than substantive rights-determining
- which among various competent courts will decide the
- case. Uniformity of process (beyond the rudimentary
- elements of procedural fairness) is assuredly not what
- the law of admiralty seeks to achieve, since it is sup-
- posed to apply in all the courts of the world. Just as
- state courts, in deciding admiralty cases, are not bound
- by the venue requirements set forth for federal courts in
- the United States Code, so also they are not bound by
- the federal common-law venue rule (so to speak) of
- forum non conveniens. Because the doctrine is one of
- procedure rather than substance, petitioner is wrong to
- claim support from our decision in Pope & Talbot, Inc.
- v. Hawn, 346 U. S. 406 (1953), which held that Pennsyl-
- vania courts must apply the admiralty rule that contrib-
- utory negligence is no bar to recovery. The other case
- petitioner relies on, Garrett v. Moore-McCormack Co.,
- 317 U. S. 239, 248-249 (1942), held that the traditional
- maritime rule placing the burden of proving the validity
- of a release upon the defendant pre-empts state law
- placing the burden of proving invalidity upon the
- plaintiff. In earlier times, burden of proof was regarded
- as -procedural- for choice-of-law purposes such as the
- one before us here, see, e.g., Levy v. Steiger, 233 Mass.
- 600, 124 N. E. 477 (1919); Restatement of Conflict of
- Laws 595 (1934). For many years, however, it has
- been viewed as a matter of substance, see Cities Service
- Oil Co. v. Dunlap, 308 U. S. 208, 212 (1939)-which is
- unquestionably the view that the Court took in Garrett,
- stating that the right of the plaintiff to be free of the
- burden of proof -inhered in his cause of action,- -was a
- part of the very substance of his claim and cannot be
- considered a mere incident of a form of procedure.- 317
- U. S., at 249. Unlike burden of proof (which is a sort
- of default rule of liability) and affirmative defenses such
- as contributory negligence (which eliminate liability),
- forum non conveniens does not bear upon the substan-
- tive right to recover, and is not a rule upon which
- maritime actors rely in making decisions about primary
- conduct-how to manage their business and what
- precautions to take.
- But to tell the truth, forum non conveniens cannot
- really be relied upon in making decisions about second-
- ary conduct-in deciding, for example, where to sue or
- where one is subject to being sued. The discretionary
- nature of the doctrine, combined with the multifarious-
- ness of the factors relevant to its application, see the
- quotation from Gilbert, supra, at 4-5, make uniformity
- and predictability of outcome almost impossible. -The
- forum non conveniens determination,- we have said, -is
- committed to the sound discretion of the trial court. It
- may be reversed only when there has been a clear abuse
- of discretion; where the court has considered all relevant
- public and private interest factors, and where its
- balancing of these factors is reasonable, its decision
- deserves substantial deference.- Piper Aircraft Co. v.
- Reyno, 454 U. S., at 257. We have emphasized that
- -`[e]ach case turns on its facts'- and have repeatedly
- rejected the use of per se rules in applying the doctrine.
- Id., at 249; Koster v. (American) Lumbermens Mut.
- Casualty Co., 330 U. S., at 527. In such a regime, one
- can rarely count on the fact that jurisdiction will be
- declined.
-
- C
- What we have concluded from our analysis of admir-
- alty law in general is strongly confirmed by examination
- of federal legislation. While there is an established and
- continuing tradition of federal common lawmaking in
- admiralty, that law is to be developed, insofar as
- possible, to harmonize with the enactments of Congress
- in the field. Foremost among those enactments in the
- field of maritime torts is the Jones Act, 46 U. S. C. App.
- 688.
- That legislation, which establishes a uniform federal
- law that state as well as federal courts must apply to
- the determination of employer liability to seamen,
- Garrett, supra, at 244, incorporates by reference -all
- statutes of the United States modifying or extending the
- common-law right or remedy in cases of personal injury
- to railway employees.- 46 U. S. C. App. 688(a).
- Accordingly, we have held that the Jones Act adopts
- -the entire judicially developed doctrine of liability-
- under the Federal Employers' Liability Act (FELA), 35
- Stat. 65, as amended, 45 U. S. C. 51 et seq. Kernan
- v. American Dredging Co., 355 U. S. 426, 439 (1958).
- More particularly, we have held that the Jones Act
- adopts the -uniformity requirement- of the FELA,
- requiring state courts to apply a uniform federal law.
- Garrett, supra, at 244. And-to come to the point of
- this excursus-despite that uniformity requirement we
- held in Missouri ex rel. Southern R. Co. v. Mayfield, 340
- U. S. 1, 5 (1950), that a state court presiding over an
- action pursuant to the FELA -should be freed to decide
- the availability of the principle of forum non conveniens
- in these suits according to its own local law.- We
- declared forum non conveniens to be a matter of -local
- policy,- id., at 4, a proposition well substantiated by the
- local nature of the -public factors- relevant to the forum
- non conveniens determination. See Reyno, supra, at 241,
- and n. 6 (quoting Gilbert, 330 U. S., at 509).
- We think it evident that the rule which Mayfield
- announced for the FELA applies as well to the Jones
- Act, which in turn supports the view that maritime
- commerce in general does not require a uniform rule of
- forum non conveniens. Amicus Maritime Law Associa-
- tion of the United States argues that -whether or not it
- is appropriate to analogize from FELA to the Jones Act,
- Mayfield cannot save the result below because the
- Louisiana statute abolishes the forum non conveniens
- doctrine in all maritime cases, not just those arising
- under the Jones Act.- Brief for Maritime Law Associa-
- tion as Amicus Curiae 16. It is true enough that the
- Mayfield rule does not operate ex proprio vigore beyond
- the field of the FELA and (by incorporation) the Jones
- Act. But harmonization of general admiralty law with
- congressional enactments would have little meaning if
- we were to hold that, though forum non conveniens is a
- local matter for purposes of the Jones Act, it is never-
- theless a matter of global concern requiring uniformity
- under general maritime law. That is especially so in
- light of our recognition in McAllister v. Magnolia
- Petroleum Co., 357 U. S., at 224-225, that, for practical
- reasons, a seaman will almost always combine in a
- single action claims for relief under the Jones Act and
- general maritime law. It would produce dissonance
- rather than harmony to hold that his claims for unsea-
- worthiness and maintenance and cure, but not his Jones
- Act claim, could be dismissed for forum non conveniens.
- The Jones Act's treatment of venue lends further
- support to our conclusion. In Bainbridge v. Merchants
- & Miners Transportation Co., 287 U. S. 278, 280-281
- (1932), we held that although 46 U. S. C. App. 688(a)
- contains a venue provision, -venue [in Jones Act cases
- brought in state court] should . . . [be] determined by
- the trial court in accordance with the law of the state.-
- The implication of that holding is that venue under the
- Jones Act is a matter of judicial housekeeping that has
- been prescribed only for the federal courts. We noted
- earlier that forum non conveniens is a sort of superven-
- ing venue rule-and here again, what is true for venue
- under the Jones Act should ordinarily be true under
- maritime law in general. What we have prescribed for
- the federal courts with regard to forum non conveniens
- is not applicable to the States.
-
- * * *
- Amicus the Solicitor General has urged that we limit
- our holding, that forum non conveniens is not part of the
- uniform law of admiralty, to cases involving domestic
- entities. We think it unnecessary to do that. Since the
- parties to this suit are domestic entities it is quite
- impossible for our holding to be any broader.
- The judgment of the Supreme Court of Louisiana is
-
- Affirmed.
-